-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WBhKXRG6t7J1k3o5AiNu36H+kAOHvTshgjeK146ILrtFW1QmrJKRvrVXct2JK/oA JBA9hmzw+h6y0swK7vTWYw== 0000950144-96-000399.txt : 19960216 0000950144-96-000399.hdr.sgml : 19960216 ACCESSION NUMBER: 0000950144-96-000399 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19960213 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: VENCOR INC CENTRAL INDEX KEY: 0000740260 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-HOSPITALS [8060] IRS NUMBER: 611055020 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-40710 FILM NUMBER: 96516800 BUSINESS ADDRESS: STREET 1: 3300 CAPITAL HOLDING CENTER STREET 2: 400 WEST MARKET STREET CITY: LOUISVILLE STATE: KY ZIP: 40202 BUSINESS PHONE: 5025697300 MAIL ADDRESS: STREET 1: 3300 PROVIDIAN CENTER STREET 2: 400 WEST MARKET ST CITY: LOUISVILLE STATE: KY ZIP: 40202 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SMITH R GENE CENTRAL INDEX KEY: 0000901780 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 133 SOUTH THIERD STREET STREET 2: SUITE 500 CITY: LOUISVILLE STATE: KY ZIP: 40202 BUSINESS PHONE: 5205896181 MAIL ADDRESS: STREET 1: 3300 PROVIDAN CENTER STREET 2: 400 WEST MARKET STREET CITY: LOUISVILLE STATE: KY ZIP: 40202 SC 13G/A 1 VENCOR SC 13G AMEND #6 (GENE SMITH) 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (AMENDMENT NO. 6) VENCOR, INC. (Name of Issuer) Common Stock Title of Class of Securities 922602107 (CUSIP No.) Check the following box if a fee is being paid with this statement _____. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1, and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 4 pages 2 CUSIP No. 922602107 SCHEDULE 13G Page 2 of 4 pages - ------------------------------------------------------------------------------------------------------ 1. NAMES OF REPORTING PERSON R. Gene Smith S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS ###-##-#### - ------------------------------------------------------------------------------------------------------ 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) Not applicable (a) ____ (b) ____ - ------------------------------------------------------------------------------------------------------ 3. SEC USE ONLY - ------------------------------------------------------------------------------------------------------ 4. CITIZENSHIP OR PLACE OF ORGANIZATION United States of America - ------------------------------------------------------------------------------------------------------ NUMBER OF SHARES BENEFICIALLY (5) SOLE VOTING POWER OWNED BY EACH REPORTING PERSON 1,689,267* WITH (6) SHARED VOTING POWER 36,250 (7) SOLE DISPOSITIVE POWER *Includes 23,907 shares which may be 1,689,267* acquired pursuant to options exercisable at 12/31/95 or within 60 days thereafter. (8) SHARED DISPOSITIVE POWER 36,250 - ------------------------------------------------------------------------------------------------------ 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,725,517 shares - ------------------------------------------------------------------------------------------------------ 10. CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES Not applicable (See Instructions) ____ - ------------------------------------------------------------------------------------------------------ 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 2.5% - ------------------------------------------------------------------------------------------------------ 12. TYPE OF REPORTING PERSON (See Instructions) IN
3 CUSIP No. 922602107 SCHEDULE 13G Page 3 of 4 pages - -------------------------------------------------------------------------------------------- ITEM 1(a) NAME OF ISSUER: Vencor, Inc. - -------------------------------------------------------------------------------------------- ITEM 1(b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 3300 Providian Center, 400 West Market Street, Louisville, KY 40202 - -------------------------------------------------------------------------------------------- ITEM 2(a) NAME OF PERSON FILING: R. Gene Smith - -------------------------------------------------------------------------------------------- ITEM 2(b) ADDRESS OF PRINCIPAL BUSINESS OFFICE, OR, IF NONE, RESIDENCE: Suite 500, 133 South Third Street, Louisville, KY 40202 - -------------------------------------------------------------------------------------------- ITEM 2(c) CITIZENSHIP: United States of America - -------------------------------------------------------------------------------------------- ITEM 2(d) TITLE OF CLASS OF SECURITIES: Common Stock, par value $.25 per share - -------------------------------------------------------------------------------------------- ITEM 2(e) CUSIP NUMBER: 922602107 - -------------------------------------------------------------------------------------------- ITEM 3 IF THIS STATEMENT IS FILED PURSUANT TO RULES 13d-1(b) or 13d-2(b), CHECK APPROPRIATE BOX: Not applicable - -------------------------------------------------------------------------------------------- ITEM 4 If the percent of the class owned, as of December 31 of the year covered by the statement, or as of the last day of any month described in Rule 13d-1(b)(2), if applicable, exceeds five percent, provide the following information as of that date and identify those shares which there is a right to acquire: Not applicable. As of December 31, 1995, Mr. Smith owned less than 5% of Vencor, Inc.'s outstanding Common Stock.
4 CUSIP No. 922602107 SCHEDULE 13G Page 4 of 4 pages - ---------------------------------------------------------------------------------------------------------- ITEM 5 OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS: If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: [X] - ---------------------------------------------------------------------------------------------------------- ITEM 6 OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON: Not applicable - ---------------------------------------------------------------------------------------------------------- ITEM 7 IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY: Not applicable - ---------------------------------------------------------------------------------------------------------- ITEM 8 IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP: Not applicable - ---------------------------------------------------------------------------------------------------------- ITEM 9 NOTICE OF DISSOLUTION OF GROUP: Not applicable - ---------------------------------------------------------------------------------------------------------- ITEM 10 CERTIFICATION: Not applicable - ---------------------------------------------------------------------------------------------------------- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date: February 13, 1996 /s/ R. Gene Smith - ------------------------- R. Gene Smith
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